SEC Form PRE 14A

SEC Form PRE 14A
A filing with the Securities and Exchange Commission (SEC) that must be filed by or on behalf of a registrant when a shareholder vote is required on an issue not related to a contested matter or merger/acquisition. SEC Form PRE 14A should provide security holders with sufficient information to allow them to make an informed vote at an upcoming security holders' meeting or to authorize a proxy to vote on their behalf. It includes information about: the date, time and place of the meeting of security holders; revocability of proxy; dissenter's right of appraisal; persons making the solicitation; direct or indirect interest of certain persons in matters to be acted upon; modification or exchange of securities; financial statements; voting procedures; other details.

Form PRE 14A, which is also known as "preliminary proxy statement not related to a contested matter or merger/acquisition", is required under Section 14(a) of the Securities Exchange Act of 1934. This form is filed with the SEC when a preliminary proxy statement is given to shareholders and helps the SEC ensure that shareholders' rights are upheld.


Investment dictionary. . 2012.

Игры ⚽ Нужна курсовая?

Look at other dictionaries:

  • SEC Form PRE 14C — A filing with the Securities and Exchange Commission (SEC) that must be filed by a registrant needing to file a preliminary information statement related to a subject other than a merger, contested solicitation or special meeting. SEC Form PRE… …   Investment dictionary

  • SEC Form PRES14C — A now obsolete filing with the Securities and Exchange Commission (SEC) that had to be filed by a registrant to notify its shareholders when a special meeting was going to be held. SEC Form PRES14C applied to security holders who were entitled to …   Investment dictionary

  • SEC Form PRES14A — A now obsolete filing with the Securities and Exchange Commission (SEC) that had to be filed when preliminary proxy materials were provided to shareholders with regard to a preliminary special meeting. SEC Form PRES14A was intended to provide… …   Investment dictionary

  • RKO Pictures — Infobox Company company name = RKO Radio Pictures Inc. company company type = Corporation foundation = 1929 (as Radio Pictures Inc., subsidiary of Radio Keith Orpheum Corp.) location = 1270 Avenue of the Americas, New York, NY key people =… …   Wikipedia

  • Jerry Bowyer — Gerald Jerry Bowyer[1] (born 1962)[2] is an American radio and broadcasting host who also been extensively involved in public affairs, political writing, and investment activities. Contents 1 Early career 2 Media …   Wikipedia

  • Dodd–Frank Wall Street Reform and Consumer Protection Act — Full title An Act to promote the financial stability of the United States by improving accountability and transparency in the financial system, to end too big to fail , to protect the American taxpayer by ending bailouts, to protect consumers… …   Wikipedia

  • e.Digital Corporation — Type Public (OTCBB: EDIG) Industry Patent monetization and Inflight entertainment Founded 1988 …   Wikipedia

  • JOB, BOOK OF — (named for its hero (Heb. אִיּוֹב), ancient South Arabian and Thamudic yʾb; Old Babylonian Ayyābum, Tell el Amarna tablet, no. 256, line 6, A ia ab; either from yʾb, to bear ill will or compounded of ay where? and ʾab (divine) father ), one of… …   Encyclopedia of Judaism

  • Florida — This article is about the U.S. state of Florida. For other uses, see Florida (disambiguation). State of Florida …   Wikipedia

  • Proxy voting — Part of the Politics series Electoral methods Single winner …   Wikipedia

Share the article and excerpts

Direct link
… Do a right-click on the link above
and select “Copy Link”